General information about company
Scrip code 544057
NSE Symbol HAPPYFORGE
MSEI Symbol NOTLISTED
ISIN INE330T01021
Name of the company HAPPY FORGINGS LIMITED
Whether company is SME No
Class of Security Equity Shares
Type of report Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment) 31-12-2023
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)? No


Declaration
Sr. No. Particular Yes/No Promoter and Promoter Group Public shareholder Non Promoter- Non Public
1 Whether the Listed Entity has issued any partly paid up shares? No No No No
2 Whether the Listed Entity has issued any Convertible Securities ? No No No No
3 Whether the Listed Entity has issued any Warrants ? No No No No
4 Whether the Listed Entity has any shares against which depository receipts are issued? No No No No
5 Whether the Listed Entity has any shares in locked-in? Yes Yes Yes No
6 Whether any shares held by promoters are pledge or otherwise encumbered? No No
7 Whether company has equity shares with differential voting rights? No No No No
8 Whether the listed entity has any significant beneficial owner? Yes


Table VI - Statement showing foreign ownership limits
Particular Approved limits (%) Limits utilized (%)
As on shareholding date 100 2.06
As on the end of previous 1st quarter 100 0
As on the end of previous 2nd quarter 100 0
As on the end of previous 3rd quarter 100 0
As on the end of previous 4th quarter 100 0


Table I - Summary Statement holding of specified securities
Category (I) Category of shareholder (II) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) Rights Total as a % of (A+B+C)
Class eg: X Class eg:y Total
(A) Promoter & Promoter Group 7 74047555 74047555 78.6 74047555 74047555 78.6
(B) Public 134832 20157327 20157327 21.4 20157327 20157327 21.4
(C) Non Promoter- Non Public
(C1) Shares underlying DRs
(C2) Shares held by Employee Trusts
Total 134839 94204882 94204882 100 94204882 94204882 100

Table I - Summary Statement holding of specified securities
Category (I) Category of shareholder (II) No. Of Shares Underlying Outstanding convertible securities (X) No. of Shares Underlying Outstanding Warrants (Xi) No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) Number of Shares pledged or otherwise encumbered (XIII) Number of equity shares held in dematerialized form (XIV) Sub-categorization of shares
No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) Sub-category (i) Sub-category (ii) Sub-category (iii)
(A) Promoter & Promoter Group 78.6 74047555 100 74047555
(B) Public 21.4 3559740 17.66 20157327 0 0 0
(C) Non Promoter- Non Public
(C1) Shares underlying DRs
(C2) Shares held by Employee Trusts
Total 100 77607295 82.38 94204882 0 0 0


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr. Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) Rights Total as a % of Total Voting rights
Class eg: X Class eg:y Total
A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1) Indian
(a) Individuals/Hindu undivided Family 5 25255455 25255455 26.81 25255455 25255455 26.81
(d) Any Other (specify) 2 48792100 48792100 51.79 48792100 48792100 51.79
Sub-Total (A)(1) 7 74047555 74047555 78.6 74047555 74047555 78.6
(2) Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 7 74047555 74047555 78.6 74047555 74047555 78.6
B Table III - Statement showing shareholding pattern of the Public shareholder
(1) Institutions (Domestic)
(a) Mutual Funds 17 4843527 4843527 5.14 4843527 4843527 5.14
(c) Alternate Investment Funds 4 18237 18237 0.02 18237 18237 0.02
(d) Banks 2 12000 12000 0.01 12000 12000 0.01
(e) Insurance Companies 8 623577 623577 0.66 623577 623577 0.66
(j) Other Financial Institutions 1 2834 2834 0 2834 2834 0
Sub-Total (B)(1) 32 5500175 5500175 5.84 5500175 5500175 5.84
(2) Institutions (Foreign)
(d) Foreign Portfolio Investors Category I 25 1796102 1796102 1.91 1796102 1796102 1.91
(e) Foreign Portfolio Investors Category II 2 142018 142018 0.15 142018 142018 0.15
Sub-Total (B)(2) 27 1938120 1938120 2.06 1938120 1938120 2.06
(3) Central Government / State Government(s)
(4) Non-institutions
(g) Resident Individuals holding nominal share capital up to Rs. 2 lakhs 130730 3720755 3720755 3.95 3720755 3720755 3.95
(i) Non Resident Indians (NRIs) 393 32437 32437 0.03 32437 32437 0.03
(l) Bodies Corporate 145 413244 413244 0.44 413244 413244 0.44
(m) Any Other (specify) 3505 8552596 8552596 9.08 8552596 8552596 9.08
Sub-Total (B)(4) 134773 12719032 12719032 13.5 12719032 12719032 13.5
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4) 134832 20157327 20157327 21.4 20157327 20157327 21.4
C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 ) 134839 94204882 94204882 100 94204882 94204882 100
Total (A+B+C ) 134839 94204882 94204882 100 94204882 94204882 100


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr. No. Of Shares Underlying Outstanding convertible securities (X) No. of Shares Underlying Outstanding Warrants (Xi) No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) Number of Shares pledged or otherwise encumbered (XIII) Number of equity shares held in dematerialized form (XIV) Sub-categorization of shares
No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) Sub-category (i) Sub-category (ii) Sub-category (iii)
A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1) Indian
(a) 26.81 25255455 100 25255455
(d) 51.79 48792100 100 48792100
Sub-Total (A)(1) 78.6 74047555 100 74047555
(2) Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 78.6 74047555 100 74047555
B Table III - Statement showing shareholding pattern of the Public shareholder
(1) Institutions (Domestic)
(a) 5.14 2045766 42.24 4843527 0 0 0
(c) 0.02 0 0 18237 0 0 0
(d) 0.01 0 0 12000 0 0 0
(e) 0.66 512183 82.14 623577 0 0 0
(j) 0 0 0 2834 0 0 0
Sub-Total (B)(1) 5.84 2557949 46.51 5500175 0 0 0
(2) Institutions (Foreign)
(d) 1.91 860793 47.93 1796102 0 0 0
(e) 0.15 140998 99.28 142018 0 0 0
Sub-Total (B)(2) 2.06 1001791 51.69 1938120 0 0 0
(3) Central Government / State Government(s)
(4) Non-institutions
(g) 3.95 0 0 3720755 0 0 0
(i) 0.03 0 0 32437 0 0 0
(l) 0.44 0 0 413244 0 0 0
(m) 9.08 0 0 8552596 0 0 0
Sub-Total (B)(4) 13.5 0 0 12719032 0 0 0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4) 21.4 3559740 17.66 20157327 0 0 0
C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 ) 100 77607295 82.38 94204882
Total (A+B+C ) 100 77607295 82.38 94204882
Disclosure of notes in case of public share holding is less than 25 percentage Textual Information(1)


Text Block
Textual Information()
# The sectoral cap for manufacturing is 100% without any approval. The Company has not passed any resolution to set the limit, so the sectoral cap is applicable.



Individuals/Hindu undivided Family
Searial No. 1 2 3 4 5
Name of the Shareholders (I) PARITOSH KUMAR ASHISH GARG MEGHA GARG PARITOSH KUMAR GARG HUF ASHISH GARG & SONS HUF Click here to go back
PAN (II) ABKPG4486F AGTPG3772A ALMPK2107P AADHP5882L AANHA5335H Total
No. of fully paid up equity shares held (IV) 8949900 12946200 2419900 685255 254200 25255455
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI) 8949900 12946200 2419900 685255 254200 25255455
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 9.5 13.74 2.57 0.73 0.27 26.81
Number of Voting Rights held in each class of securities (IX)
Class eg:X 8949900 12946200 2419900 685255 254200 25255455
Class eg:y
Total 8949900 12946200 2419900 685255 254200 25255455
Total as a % of Total Voting rights 9.5 13.74 2.57 0.73 0.27 26.81
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2) 9.5 13.74 2.57 0.73 0.27 26.81
Number of Locked in shares (XII)
No. (a) 8949900 12946200 2419900 685255 254200 25255455
As a % of total Shares held (b) 100 100 100 100 100 100
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV) 8949900 12946200 2419900 685255 254200 25255455
Reason for not providing PAN
Reason for not providing PAN
Shareholder type Promoter Promoter Promoter Promoter Promoter


Any Other (specify)
Searial No. 1 2
Category Trusts Bodies Corporate Click here to go back
Name of the Shareholders (I) PARITOSH KUMAR AYUSH CAPITAL AND FINANCIAL SERVICES P LTD
PAN (II) AAETG4900D AADCA9562D Total
No. of the Shareholders (I) 1 1 2
No. of fully paid up equity shares held (IV) 38047000 10745100 48792100
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI) 38047000 10745100 48792100
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 40.39 11.41 51.79
Number of Voting Rights held in each class of securities (IX)
Class eg: X 38047000 10745100 48792100
Class eg:y
Total 38047000 10745100 48792100
Total as a % of Total Voting rights 40.39 11.41 51.79
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 40.39 11.41 51.79
Number of Locked in shares (XII)
No. (a) 38047000 10745100 48792100
As a % of total Shares held (b) 100 100 100
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV) 38047000 10745100 48792100
Reason for not providing PAN
Reason for not providing PAN
Shareholder type Promoter Promoter


Mutual Funds
Searial No. 1
Name of the Shareholders (I) KOTAK SMALL CAP FUND Click here to go back
PAN (II) AAATK4475F Total
No. of fully paid up equity shares held (IV) 1318269 1318269
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI) 1318269 1318269
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 1.4 1.4
Number of Voting Rights held in each class of securities (IX)
Class eg: X 1318369 1318369
Class eg:y
Total 1318369 1318369
Total as a % of Total Voting rights 1.4 1.4
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 1.4 1.4
Number of Locked in shares (XII)
No. (a) 180472 180472
As a % of total Shares held (b) 13.69 13.69
Number of equity shares held in dematerialized form (XIV) 1318269 1318269
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i) 0 0
Sub-category (ii) 0 0
Sub-category (iii) 0 0


Any Other (specify)
Searial No. 1
Category Trusts
Category / More than 1 percentage More than 1 percentage of shareholding
Name of the Shareholders (I) INDIA BUSINESS EXCELLENCE TRUST III Click here to go back
PAN (II) AACTB9986E Total
No. of the Shareholders (I) 1 0
No. of fully paid up equity shares held (IV) 8291525 0
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI) 8291525 0
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 8.8 0
Number of Voting Rights held in each class of securities (IX)
Class eg: X 8291525 0
Class eg:y
Total 8291525 0
Total as a % of Total Voting rights 8.8 0
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 8.8 0
Number of Locked in shares (XII)
No. (a) 0 0
As a % of total Shares held (b) 0 0
Number of equity shares held in dematerialized form (XIV) 8291525 0
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i) 0 0
Sub-category (ii) 0 0
Sub-category (iii) 0 0


significant beneficial owners
Sr. No. Details of the SBO Details of the registered owner Details of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*: Date of creation / acquisition of significant beneficial interest
Name PAN Passport No. in case of a foreign national Nationality Nationality (Applicable in case of Any other is selected) Name PAN Passport No. in case of a foreign national Nationality Nationality (Applicable in case of Any other is selected) Whether by virtue of:
Shares Voting rights Rights on distributable dividend or any other distribution Exercise of control Exercise of significant influence
1 PARITOSH KUMAR ABKPG4486F India PARITOSH KUMAR GARG HUF AADHP5882L India 0.73 0.73 0.73 Yes Yes 22-12-2023
2 PARITOSH KUMAR ABKPG4486F India AYUSH CAPITAL & FINANCIAL SERVICES P LTD AADCA9562D India 69.77 69.77 69.77 Yes Yes 27-03-2015
3 PARITOSH KUMAR ABKPG4486F India GARG FAMILY TRUST AAETG4900D India 42.51 42.51 42.51 Yes Yes 07-08-2023
4 PARITOSH KUMAR ABKPG4486F India PARITOSH KUMAR ABKPG4486F India 9.5 9.5 9.5 Yes Yes 22-12-2023
Total: 122.51 122.51 122.51
5 ASHISH GARG AGTPG3772A India ASHISH GARG & SONS HUF AANHA5335H India 0.28 0.28 0.28 Yes Yes 27-03-2015
6 ASHISH GARG AGTPG3772A India ASHISH GARG AGTPG3772A India 13.74 13.74 13.74 Yes Yes 22-12-2023
7 ASHISH GARG AGTPG3772A India GARG FAMILY TRUST AAETG4900D India 42.51 42.51 42.51 Yes Yes 07-08-2023
8 ASHISH GARG AGTPG3772A India AYUSH CAPITAL & FINANCIAL SERVICES P LTD AADCA9562D India 30.23 30.23 30.23 Yes Yes 27-03-2015
Total: 86.76 86.76 86.76